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Job Descrption

Our client is a successful investment management boutique. Due to continued company growth and success, they are now looking to recruit a Head of Business Controls on a permanent basis.
The Head of Business Controls will take responsibility for the following duties:
Compliance
Responsibility for business controls for compliance with a Type I and II ISAE 3402 / AAF 01/06 / AAF 01/20 report.
Ensure compliance monitoring meets all regulatory requirements.
Responsibility for GDPR Policies.
Ensure compliance monitoring meets all regulatory requirements and performing due diligence on all outsourced providers, ensuring alignment with SLAs.
Assist the COO with project work.

The Head of Business Controls must meet the following skill set:
• 10 to 15 years’ experience in a compliance role at a buy-side firm, with exposure to other operational functions (IT, trade support, and onboarding of new clients) at an asset management business.
• Experience dealing with regulatory bodies such as the... FCA.
• Experience establishing separately managed accounts.
• Understanding of trade operations and the trade order flow process.
• This is a rare and exciting opportunity for a buy-side professional with strong compliance and operations experience to assume the role of Head of Business Controls.

Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief, or age

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